This position is responsible for assisting the Internal Audit department in implementing risk-based audit programs to ensure that the Bank’s departments are performing consistently with policies, procedures, generally accepted accounting principles, laws, regulations, and organizational objectives. The Senior Internal Auditor is responsible for carrying out objective evaluations via financial, operational, compliance and information technology audit duties such as evaluating internal controls, applying professional audit techniques, preparing audit workpapers, developing solutions, and documenting findings in order to evaluate overall business processes and identify potential internal and external risks to the organization.
Essential Functions Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Adherence to all applicable department and professional standards at all times
Maintain the highest level of confidentiality and ethical behavior in all aspects of this position
Plan, create, integrate, and implement an audit work plan comprising of identified audit risks as well as detailing planned objectives and procedures to assess and mitigate risks
Development of workpapers, work plans, procedures and control attributes, and process walkthroughs for financial, operational and compliance audits or consulting engagements
Create professional reports and presentations that effectively communicate results and findings in a clear and concise manner to a wide range of stakeholders
Review workpapers prepared by junior staff to ensure quality and clarity of documentation and work performed in adherence to Internal Audit department requirements
Coordinate team members to work on priority tasks, while being actively engaged on other current and/or long-term assignments; effectively work in a team-based environment
Conduct periodic follow-up and remediation testing of assigned outstanding recommendations resulting from internal audit, external audit and regulatory examinations
Complete department required training to keep current on all audit, compliance and accounting issues
Supervisory Responsibilities No direct supervisory responsibilities. May oversee the work of entry-level and contract auditors.
Travel No overnight travel is expected for this position. Occasional travel for training may be expected. Limited travel for Branch audits and visits is expected.